DH
David M. Hoff
FIRST HEARTLAND CONSULTANTS
LAKE ST. LOUIS, MO 63367
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CRD#: 1058737
DH
Professional summary
David Michael Hoff is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Lake St. Louis, Missouri and FIRST HEARTLAND CAPITAL, INC. located in Lake St. Louis, Missouri.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. David has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
First Heartland Corporation. Investment related. Owner. Insurance general agency. Start 2/15/05.
First Heartland Consultants. Investment related. Owner. IAR. Investment advisory services, managed accounts. Start 2/15/05.
Boulevard Properties. Not investment related. Owner. Real estate, passive investment. Start 2/15/05.
Elite Partners, LLC. Not investment related. Owner. Producer group. Start 12/22/09.
Triton Properties, LLC. Not investment related. Owner. Real estate investment. Start, formed LLC 8/1/17.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Hoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1996 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367RIA
CRD#: 110377
LAKE ST. LOUIS, MO
Current
July 20, 1993 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367BD
CRD#: 32460
Lake St. Louis, MO
Past
January 8, 2009 - April 28, 2017
CENTERRE CAPITAL LLC
BD
CRD#: 148091
LAKE ST LOUIS, MO
Past
January 7, 1992 - September 2, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
July 26, 1990 - December 31, 1991
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
June 1, 1990 - August 2, 1990
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
May 24, 1984 - July 15, 1988
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
March 3, 1983 - June 7, 1984
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
August 26, 1982 - March 1, 1983
OLD SLIP CAPITAL MANAGEMENT, INC.
BD
CRD#: 7360
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/1996)
RR
Alaska(3/20/2001)
RR
Arizona(10/19/1994)
RR
Arkansas(8/23/1993)
RR
California(8/25/1993)
RR
Colorado(1/6/1994)
RR
Connecticut(2/15/1995)
RR
Delaware(5/13/1997)
RR
District of Columbia(9/15/1995)
RR
Florida(10/22/1993)
IAR
Florida(9/16/1996)
RR
Georgia(1/18/1994)
RR
Hawaii(1/22/2001)
RR
Idaho(1/1/1996)
RR
Illinois(8/4/1993)
RR
Indiana(9/10/1993)
RR
Iowa(6/20/1994)
RR
Kansas(8/12/1993)
RR
Kentucky(2/17/1994)
RR
Louisiana(8/25/1993)
RR
Maine(1/30/1998)
RR
Maryland(10/18/1995)
RR
Massachusetts(8/8/1994)
RR
Michigan(9/9/1993)
RR
Minnesota(5/4/1994)
RR
Mississippi(8/25/1993)
RR
Missouri(8/3/1993)
IAR
Missouri(4/24/1996)
RR
Montana(4/11/1996)
RR
Nebraska(2/28/1994)
RR
Nevada(12/18/1995)
RR
New Hampshire(9/27/1996)
RR
New Jersey(8/9/1994)
RR
New Mexico(9/2/1994)
RR
New York(2/15/1995)
RR
North Carolina(4/17/1995)
RR
North Dakota(2/22/1996)
RR
Ohio(9/10/1993)
RR
Oklahoma(9/9/1993)
RR
Oregon(12/1/1995)
RR
Pennsylvania(5/10/1995)
RR
Puerto Rico(5/22/2000)
RR
Rhode Island(2/2/1995)
RR
South Carolina(1/6/1995)
RR
South Dakota(2/13/1996)
RR
Tennessee(8/4/1993)
RR
Texas(8/23/1993)
IAR
Texas(1/1/1996)
RR
Utah(7/12/1994)
RR
Vermont(4/11/2002)
RR
Virgin Islands(8/23/2019)
RR
Virginia(7/13/1995)
RR
Washington(10/9/1995)
RR
West Virginia(8/13/1996)
RR
Wisconsin(10/8/1993)
RR
Wyoming(3/29/1994)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377Lake St. Louis, MO 63367TRUST BUT VERIFY
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