Kim I. Halliburton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Ione Halliburton, who also goes by Mathe Halliburton, Kim Ione Mathe, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1982. Kim had worked at 5 firms and has passed the Series 63, Series 7, Series 52, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1998 - February 2, 2000
FIRST ASSOCIATED SECURITIES GROUP, INC.
August 6, 1996 - April 17, 2001
FIRST SECURITIES USA, INC.
May 20, 1993 - May 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 1993 - May 27, 1993
AMERIPRISE ADVISOR SERVICES, INC.
August 16, 1982 - February 8, 1993
HALLIBURTON & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST ASSOCIATED SECURITIES GROUP, INC.
CRD#: 20597 / SEC#: , 8-38276
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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