Timothy E. Mackey

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CRD#: 1058490

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Edward Mackey, who also goes by Tim Mackey, Timothy Edwards Mackey, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 16 firms and has passed the Series 66, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Mackey | Timothy Edwards Mackey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Income and Asset Protectors; Yes, investment related; OH 45174; Fixed Life insurance and annuities; President; April 2001; 1 to 9 hours per month; 0 during trading hours. Mackey Financial Group, LLC; No, not investment related; OH 45236; Practice management expenses, pass through; Member; April 2001; 1 to 9 hours per month; 0 during trading hours. Mackey Real Estate Holdings, LLC; No, not investment related; Ohio 45174; A company to hold or acquire real estate; Member; February 2012; 0 hours per month; 0 during trading hours. Equity Analysts, LLC; No, not investment related; Ohio 45236; Owns Mackey Financial Group, LLC and MFC LLC is a DBA of Equity Analysts, LLC.; Member; March 2001; 0 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 16, 2024 - February 27, 2025

CREW CAPITAL MANAGEMENT, LTD.

RIA

CRD#: 125402

Belgrade, MT

Past

April 18, 2023 - December 1, 2023

ASHTON THOMAS PRIVATE WEALTH

RIA

CRD#: 153902

Bozeman, MT

Past

January 4, 2023 - April 4, 2023

MBIA CAPITAL ADVISORS

RIA

CRD#: 154255

Belgrade, MT

Past

January 6, 2016 - December 19, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Livingston, MT

Past

August 28, 2015 - December 31, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Livingston, MT

Past

August 28, 2015 - December 19, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Livingston, MT

Past

June 19, 2006 - August 31, 2015

L.M. KOHN & COMPANY

RIA

CRD#: 27913

CINCINNATI, OH

Past

March 31, 2006 - August 31, 2015

L.M. KOHN & COMPANY

CRD#: 27913

CINCINNATI, OH

Past

January 1, 2000 - June 15, 2006

EQUITY ANALYSTS INC.

RIA

CRD#: 15876

CINCINNATI, OH

Past

April 1, 1999 - March 31, 2006

EQUITY ANALYSTS INC.

CRD#: 15876

CINCINNATI, OH

Past

June 16, 1997 - March 19, 1999

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 22, 1995 - June 24, 1997

THE GLASER CAPITAL CORPORATION

CRD#: 30113

CINCINNATI, OH

Past

June 9, 1992 - February 21, 1995

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Past

May 9, 1990 - August 26, 1991

STUART, COLEMAN & CO., INC.

CRD#: 8642

NEW YORK, NY

Past

July 27, 1987 - June 9, 1988

RDSC, LLC

CRD#: 7519

Past

September 13, 1984 - August 6, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 17, 1984 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

April 17, 1984 - August 31, 1990

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 17, 1984 - August 31, 1990

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

September 20, 1982 - March 26, 1984

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 20, 1982 - March 26, 1984

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREW CAPITAL MANAGEMENT, LTD.

ARDOR WEALTH MANAGEMENT | INSURANCE DILIGENCE SOLUTIONS | CREW CAPITAL MANAGEMENT, LTD.

CRD#: 125402 / SEC#: 801-119376

RIA

Registered Investment Advisory firm - (8/31/2020 Approved)

Kentucky

Registered Investment Advisory firm - (9/15/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (12/12/2017 Terminated)

Ohio

Registered Investment Advisory firm - (9/15/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/22/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/17/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/2002

General Securities Principal Examination

Current Firm

CREW CAPITAL MANAGEMENT, LTD.

ARDOR WEALTH MANAGEMENT | INSURANCE DILIGENCE SOLUTIONS | CREW CAPITAL MANAGEMENT, LTD.

CRD#: 125402 / SEC#: 801-119376

RIA

Registered Investment Advisory firm - (8/31/2020 Approved)

Kentucky

Registered Investment Advisory firm - (9/15/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (12/12/2017 Terminated)

Ohio

Registered Investment Advisory firm - (9/15/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/15/2020 Terminated)

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Contact information

Main Address

4030 Smith Rd. Suite 200, Cincinnati, OH 45209

Mailing Address

Phone number

(513) 245-2620

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INSURANCE DILIGENCE SOLUTIONS 2A (3/12/2025)

CREW CAPITAL ADV 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 216,400,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Timothy E. Mackey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASHTON THOMAS PRIVATE WEALTH

MBIA CAPITAL ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

EQUITY ANALYSTS INC.

EQUITY ANALYSTS INC.

LEGG MASON WOOD WALKER, INCORPORATED

THE GLASER CAPITAL CORPORATION

SICOR SECURITIES INC

STUART, COLEMAN & CO., INC.

RDSC, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CREW CAPITAL MANAGEMENT, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1984

Series 22

Date: 12/22/1983

Series 6

Date: 9/17/1982

Series 24

Date: 9/19/2002

Current Firm

CREW CAPITAL MANAGEMENT, LTD.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREW CAPITAL MANAGEMENT, LTD.

TRUST BUT VERIFY

Contact information

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