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Shira Del Pacult

CRD# 1058340·Registered 1986 - 2014
Previously Registered: Being a previously registered professional could mean that Shira is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shira Del Pacult, who also goes by Shira Del Rosen, Shira Rosen, was a registered financial advisor. Shira was a previously registered financial professional and started their career in finance 1986 - 2014. Shira had worked at 6 firms and has passed the Series 63, Series 7, Series 3 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Shira Del Rosen, Shira Rosen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

FUTURES INVESTMENT COMPANY·CRD# 42402
BD
Fremont, IN
July 24, 1997 - March 25, 2014
WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
December 22, 1992 - May 12, 1997
REPUBLIC SECURITIES, INC.·CRD# 15043
BD
May 31, 1991 - January 1, 1993
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
January 4, 1991 - April 26, 1991
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
January 2, 1990 - December 31, 1990
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
May 19, 1987 - December 31, 1989
MF GLOBAL INC.·CRD# 6731
BD
November 21, 1986 - May 21, 1987

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Current Firm

FI
FUTURES INVESTMENT COMPANY

FUTURES INVESTMENT COMPANY

CRD#: 42402 / SEC#: 8-49828
BD
Terminated by SEC on 05/24/2014

Contact Information

Established

Illinois since 12/06/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PACULT, MICHAEL PETERPRESIDENT, CCO, COO1054517
PACULT, SHIRA DELSECRETARY, TREASURER1058340

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1982About the Series 3 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jun 1997About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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