Robert E. Summa
Professional summary
Robert Edward Summa, who also goes by Bob Summa, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Edward Summa's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 3, 2022 - September 13, 2024
INVESTMENT DISTRIBUTORS, INC.
October 8, 2018 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 30, 2017 - July 12, 2018
CETERA INVESTMENT SERVICES LLC
December 10, 2015 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
January 14, 2010 - January 7, 2014
CETERA INVESTMENT SERVICES LLC
November 17, 2008 - August 10, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
November 17, 2008 - August 12, 2009
LPL FINANCIAL LLC
March 12, 2002 - August 29, 2008
IFMG SECURITIES, INC.
March 19, 1985 - March 8, 2002
INVEST FINANCIAL CORPORATION
September 1, 1982 - March 17, 1983
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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