PO
Presciliano Ortega
CETERA INVESTMENT ADVISERS LLC
El Paso, TX 79935
Some features on this profile are disabled
CRD#: 1058215
PO
Professional summary
Presciliano Ortega JR, who also goes by Presciliano Jr Ortega, Presi Ortega, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Paso, Texas and CETERA WEALTH SERVICES, LLC located in El Paso, Texas.
Presciliano is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Presciliano has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Presciliano Jr Ortega | Presi Ortega
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: RETIREMENT ADVISORS OF THE SOUTHWEST INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2012 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 3. NAME OF OTHER BUSINESS: PRESI ORTEGA & ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROPERTY & CASUALTY / FIXED ANNUITIES START DATE: 07/1990 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OWNER 4. NAME OF OTHER BUSINESS: SAN VICENTE FAMILY HEALTH CENTER INVESTMENT RELATED: NO ADDRESS: 8061 ALAMEDA AVE, EL PASO, TX 79915 NATURE OF BUSINESS: HEALTHCARE FOR THE POOR START DATE: 09/2014 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 4 / MONTH APX NUMBER OF HOURS DURING TRADING HOURS: 4 / MONTH BRIEF DESCRIPTION OF DUTIES: OVERSEE HEALTH CENTER 5. NAME OF OTHER BUSINESS: YUCCA COUNCIL BOY SCOUT BOARD OF DIRECTORS ; INVESTMENT RELATED: NO; ADDRESS: 7601 LOCKHEED EL PASO, TX 79925; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: OVERSEE SCOUTING ACTIVITIES IN EL PASO TEXAS AREA; 6. NAME OF OTHER BUSINESS: CATHEDRAL HIGH SCHOOL ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 1309 N STANTON EL PASO, TX 79901;; NATURE OF BUSINESS: BOARD START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FUNDRAISING ACTIVITIES TO RAISE FUNDS FOR SCHOLARSHIPS TO THOSE IN NEED ;
CRS (Client Relationship Summary) - RIA
Click below to view Presciliano Ortega JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2150 Trawood Drive Suite A 200, El Paso, TX 79935RIA
CRD#: 105644
El Paso, TX
Current
August 7, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2150 Trawood Drive Suite A 200, El Paso, TX 79935BD
CRD#: 13572
El Paso, TX
Past
August 17, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
TUSCON, AZ
Past
August 10, 2010 - September 5, 2017
GREAT NATION INVESTMENT CORPORATION
BD
CRD#: 19981
EL PASO, TX
Past
November 7, 2008 - August 9, 2010
UNITED EQUITY SECURITIES, LLC
BD
CRD#: 47261
HUSTON, TX
Past
October 15, 2004 - August 11, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EL PASO, TX
Past
April 14, 1999 - September 20, 2004
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
March 4, 1999 - March 26, 1999
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Past
October 15, 1993 - March 1, 1999
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
January 26, 1988 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Past
February 23, 1984 - December 21, 1987
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2017)
RR
California(8/7/2017)
RR
Colorado(3/1/2021)
RR
Florida(7/21/2023)
RR
Nevada(4/19/2018)
RR
New Mexico(8/7/2017)
RR
Texas(8/7/2017)
IAR
Texas(6/29/2023)
RR
Utah(6/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
