Stephen H. Peck

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

Needham, MA 02492

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CRD#: 1057851

Professional summary

Stephen Hill Peck, who also goes by Steve Peck, is a registered financial advisor currently at STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS located in Needham, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Stephen has worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Peck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Hill Peck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2019 - Present

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

Office #1: 107 Locust Ave, Needham, MA 02492

RIA

CRD#: 170492

Needham, MA

Past

July 30, 2014 - December 31, 2018

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

RIA

CRD#: 170492

NEWTON, MA

Past

February 13, 2009 - November 29, 2010

NRP FINANCIAL, INC.

CRD#: 103717

NEWTON, MA

Past

December 18, 1997 - March 3, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEWTON, MA

Past

April 13, 1995 - October 24, 1997

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 13, 1989 - April 24, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 2, 1988 - April 11, 1988

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 18, 1984 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Past

November 18, 1982 - October 4, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 4/17/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

PECK, STEPHEN HILL | STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

CRD#: 170492 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/6/2019 Approved)

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Contact information

Main Address

333 Elm Street, Suite 300, Dedham, MA 02026

Mailing Address

Phone number

(781) 247-6317

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen H. Peck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Hill Peck's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

NRP FINANCIAL, INC.

MML INVESTORS SERVICES, LLC

LPL FINANCIAL LLC

GUARDIAN INVESTOR SERVICES LLC

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

LINSCO FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/1982

Series 22

Date: 4/17/1984

Series 6

Date: 11/16/1982

Current Firm

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

Contact information

Documents

Red Flags

Company Information

STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS

TRUST BUT VERIFY

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