CR
Cindy B. Rudbart
ROCKEFELLER FINANCIAL
Paramus, NJ 07652
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CRD#: 1056901
CR
Cindy Beller RudbartROCKEFELLER FINANCIAL
Professional summary
Cindy Beller Rudbart, who also goes by Cindy Beth Beller, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Paramus, New Jersey.
Cindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Cindy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.
Aliases
Cindy Beth Beller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JEWISH FEDERATION OF NORTHERN NJ (UJANNJ); BOARD MEMBER; PARAMUS, NJ; ASKED TO SERVE ON THE FINANCE COMMITTEE; REVIEWING INVESTMENTS OF THE ORGANIZATION; .30 AFTER BUSINESS HOURS; 0 DURING BUSINESS; 2014
CRS (Client Relationship Summary) - RIA
Click below to view Cindy Beller Rudbart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cindy Beller Rudbart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2026 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 115 West Century Road, Paramus, NJ 07652RIA
BD
CRD#: 291361
Paramus, NJ
Current
August 10, 2026 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 115 West Century Road, Paramus, NJ 07652RIA
BD
CRD#: 291361
Paramus, NJ
Past
January 8, 2013 - August 12, 2026
MORGAN STANLEY
RIA
CRD#: 149777
Purchase, NY
Past
December 19, 2012 - August 12, 2026
MORGAN STANLEY
BD
CRD#: 149777
Purchase, NY
Past
February 5, 1997 - May 3, 1999
REPUBLIC FINANCIAL SERVICES CORPORATION
BD
CRD#: 38293
NEW YORK, NY
Past
January 17, 1994 - August 9, 1995
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
November 18, 1986 - January 15, 1992
CITICORP FINANCIAL SERVICES,INC.
BD
CRD#: 14675
Past
August 10, 1982 - May 14, 1984
GLICKENHAUS & CO. - NEW JERSEY
BD
CRD#: 7302
Past
August 9, 1982 - November 3, 1982
LISS TENNER & GOLDBERG SECURITIES CORPORATION
BD
CRD#: 8173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2026)
RR
Colorado(8/10/2026)
RR
Connecticut(8/10/2026)
RR
Delaware(8/10/2026)
RR
District of Columbia(8/10/2026)
RR
Florida(8/10/2026)
RR
Georgia(8/10/2026)
RR
Illinois(8/10/2026)
RR
Maine(8/10/2026)
RR
Maryland(8/10/2026)
RR
Massachusetts(8/10/2026)
RR
Michigan(8/10/2026)
RR
Montana(8/10/2026)
RR
New Hampshire(8/10/2026)
RR
New Jersey(8/10/2026)
IAR
New Jersey(8/10/2026)
RR
New York(8/10/2026)
RR
North Carolina(8/10/2026)
RR
Ohio(8/10/2026)
RR
Pennsylvania(8/10/2026)
RR
Rhode Island(8/10/2026)
RR
South Carolina(8/10/2026)
RR
Tennessee(8/10/2026)
RR
Texas(8/10/2026)
IAR
Texas(8/10/2026)
RR
Virginia(8/10/2026)
RR
Washington(8/10/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFS OPCO LLC ("OPCO") | MEMBER | |
| ALEXANDER, MARK DAVID | PRINCIPAL OPERATIONS OFFICER | 2202934 |
| KOWALSKI, DEIRDRE PATTEN | PRINCIPAL FINANCIAL OFFICER | 1357509 |
| MIRZA, RIZWAN MOHAMMAD | CHIEF COMPLIANCE OFFICER | 5080469 |
| MORIARTY, EDMOND NICHOLAS | CO-CHIEF EXECUTIVE OFFICER | 1744318 |
| OUTLAW, MICHAEL WAYNE | CO-CHIEF EXECUTIVE OFFICER | 2760690 |
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
