EM
Eileen M. Monahan
NVEST FINANCIAL
Portland, ME 04101
Some features on this profile are disabled
CRD#: 1056869
EM
Professional summary
Eileen Marian Monahan is a registered financial advisor currently at NVEST FINANCIAL, LLC located in Portland, Maine and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Eileen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Eileen has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Nvest Financial, LLC. Investment-related. At registered location. RIA. IAR. 11/2024. 160 hrs/month. 130 hrs during trading hrs. Work with clients to do financial plans and manage their investments. 2. Fixed Insurance. Investment-related. At registered location. Fixed Insurance. Agent. 06/2025. 5 hrs/month. 5 hrs during trading hrs. Provide insurance advice based on the needs of clients. 3. EarthTide, LLC. Not investment-related. 52 Shipwreck Cove Rd, Cape Elizabeth, ME 04107. Real Estate. Owner. 01/2012. 4 hrs/month. 0 hrs during trading hrs. This is an LLC for a single family rental I own. 4. Grime Studios. Not investment-related. P.O. Box 4776, Portland, ME 04112. Board of Directors. Board member. 09/2016. 1 hr/month. 0 hrs during trading hrs. This is a non profit that offers studio/practice space to musicians. I am a director without investment oversight or signing authority. 5. Parkside Heights, LLC. Not investment-related. 29 Deering St. Unit 2, Portland, ME 04101. Property Mgmt. Owner. 05/2018. 0 hrs/month. 0 hrs during trading hrs. This LLC was formed when neighbors purchased a small parking lot in Portland as off street parking is practically non existent. I am a member of the LLC and I own one parking space. 6. Speedwell Projects. Not investment-related. 630 Forest Ave, Portland, ME 04101. Board of Directors. Board member. 08/2021. 4 hrs/month. 0 hrs during trading hrs. This is a small non-profit, the goal is to help female artists show their work. I am the treasurer of the organization. However, there is a bookkeeper who signs all the checks for the organization. I just oversee the process.
CRS (Client Relationship Summary) - RIA
Click below to view Eileen Marian Monahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2024 - Present
NVEST FINANCIAL, LLC
Office #1: 254 Commercial Street Suite 245, Portland, ME 04101Office #2: 222 Rosewood Drive 2nd Floor, Danvers, MA 01923Office #3: 69 York Street Suite 1, Kennebunk, ME 04043RIA
CRD#: 128868
Portland, ME
Current
August 1, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 254 Commercial Street Suite 245, Portland, ME 04101BD
CRD#: 35747
ALBANY, NY
Past
December 11, 2002 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Portland, ME
Past
August 15, 1986 - July 31, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Portland, ME
Past
December 1, 1983 - July 22, 1986
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Past
March 24, 1983 - May 14, 1984
WELLING ASSOCIATES, INC.
BD
CRD#: 12958
Past
August 13, 1982 - January 21, 1986
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NVEST FINANCIAL, LLC
NVEST FINANCIAL GROUP, LLC | SAFE HARBOR RETIREMENT PLANNING, INC | NVEST FINANCIAL, LLC
CRD#: 128868 / SEC#: 801-123374
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)Maine
Registered Investment Advisory firm - (3/14/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (3/11/2022 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/27/2025)
IAR
Maine(12/2/2024)
RR
Maine(8/1/2025)
IAR
Massachusetts(2/14/2025)
IAR
New Hampshire(12/4/2024)
RR
North Carolina(8/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NVEST FINANCIAL, LLC
NVEST FINANCIAL GROUP, LLC | SAFE HARBOR RETIREMENT PLANNING, INC | NVEST FINANCIAL, LLC
CRD#: 128868 / SEC#: 801-123374
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)Maine
Registered Investment Advisory firm - (3/14/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (3/11/2022 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two International Drive Suite 110, Portsmouth, NH 03801
Mailing Address
Phone number
(207) 985-8585
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,244 |
| AUM (Assets Under Management) | $ 523,359,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NVEST FINANCIAL, LLC
CRD#: 128868Portland, ME 04101TRUST BUT VERIFY
Monitor Eileen Monahan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
