Jerry V. Grantham

SOUND FINANCIAL STRATEGIES GROUP

Madison, MS 39110

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CRD#: 1056637

Professional summary

Jerry Van Grantham is a registered financial advisor currently at SOUND FINANCIAL STRATEGIES GROUP, LLC located in Madison, Mississippi and APW CAPITAL, INC. located in Madison, Mississippi.

Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Jerry has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-Sound Financial Strategies Group, Inc.; Flowood, MS; Service description: Registered Investment Advisor; Start date: 08/01/2000; Title: Financial Advisor; Duties: Solicitation, sales and service of investment products; Time spent: 99%. 2-Jerry Grantham Insurance; Brandon, MS; Service description: Service of existing life, health and term insurance sale, Group insurance business occasionally; Start date: 1974; Title: Agent; Duties: Service and occasional sales; Time spent: 2 hours/month. 3- Forest Point Homeowner's Association, Investment related: No, 105 Holly Trail, Brandon, MS, 39047, Homeowner's Association, treasurer, 04/01/1982, 30 minutes per month, collection of dues, pay bills and record keeping 4-Lakeland Presbyterian Church, Investment related:No, 5212 Lakeland Drive, Flowood, Mississippi, 39047, church, Lakeland Presbyterian Church, 01/01/1988, 3 hours per month, officer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Van Grantham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2017 - Present

SOUND FINANCIAL STRATEGIES GROUP, LLC

Office #1: 116 One Madison Plaza Suite1100, Madison, MS 39110

RIA

CRD#: 286261

Madison, MS

Current

March 31, 2017 - Present

APW CAPITAL, INC.

Office #1: 116 One Madison Plaza Suite 1100, Madison, MS 39110

CRD#: 43814

Madison, MS

Past

June 4, 2008 - April 3, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

FLOWOOD, MS

Past

June 3, 2008 - April 3, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

FLOWOOD, MS

Past

April 29, 2002 - June 3, 2008

FINANCIAL STRATEGIES GROUP INC

RIA

CRD#: 108551

MADISON, MS

Past

August 11, 2000 - June 12, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

MADISON, MS

Past

July 27, 1999 - August 8, 2000

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

January 1, 1993 - July 29, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

December 19, 1991 - December 23, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 19, 1991 - December 23, 1992

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

October 15, 1990 - December 23, 1991

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 25, 1989 - August 31, 1990

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

November 18, 1982 - September 6, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUND FINANCIAL STRATEGIES GROUP, LLC

SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC

CRD#: 286261 / SEC#: 801-108894

RIA

Registered Investment Advisory firm - (1/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/6/2017)

Arizona
(3/31/2017)

Arkansas
(3/31/2017)

Florida
(5/4/2017)

Mississippi
(3/31/2017)

IAR

Mississippi
(4/9/2017)

Tennessee
(3/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2009

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/20/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SOUND FINANCIAL STRATEGIES GROUP, LLC

SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC

CRD#: 286261 / SEC#: 801-108894

RIA

Registered Investment Advisory firm - (1/11/2017 Approved)

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Contact information

Main Address

116 One Madison Plaza Suite1100, Madison, MS 39110

Mailing Address

Phone number

(601) 856-3825

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUND FINANCIAL STRATEGIES GROUP ADV 2A MARCH 2025 (3/31/2025)

SOUND FINANCIAL STRATEGIES GROUP WRAP PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,280
AUM (Assets Under Management)	$ 183,723,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jerry V. Grantham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Van Grantham's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

FINANCIAL STRATEGIES GROUP INC

SECURITIES AMERICA, INC.

AMERITAS INVESTMENT COMPANY, LLC

WS GRIFFITH SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

SOUND FINANCIAL STRATEGIES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2000

Series 63

Date: 9/7/1983

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2009

Series 22

Date: 3/20/1986

Series 6

Date: 11/5/1982

FINRA

Current Firm

SOUND FINANCIAL STRATEGIES GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUND FINANCIAL STRATEGIES GROUP, LLC

TRUST BUT VERIFY

Contact information

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