Lewis Y. Fink

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CRD#: 1056599

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lewis Yale Fink, who also goes by Lewis Y Fink, was a registered financial professional .

Lewis is a previously registered financial professional and started their career in finance in 1982. Lewis had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lewis Y Fink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DOES PHOTOGRAPHY. BUSINESS DOES NOT HAVE A NAME. THIS IS A HOBBY WITH THE POSSIBILITY OF SELLING A PRINT.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 28, 2018 - January 28, 2025

SPIRIT OF AMERICA MANAGEMENT CORP

RIA

CRD#: 110023

E Westport, CT

Past

September 1, 1982 - August 3, 2021

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

WESTPORT, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRIT OF AMERICA MANAGEMENT CORP

SOA PREMIER ASSETS | SPIRIT OF AMERICA MANAGEMENT CORP

CRD#: 110023 / SEC#: 801-54782

RIA

Registered Investment Advisory firm - (8/6/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/9/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/14/1984

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52

Date: 7/20/1982

Municipal Securities Representative Examination

Current Firm

SPIRIT OF AMERICA MANAGEMENT CORP

SOA PREMIER ASSETS | SPIRIT OF AMERICA MANAGEMENT CORP

CRD#: 110023 / SEC#: 801-54782

RIA

Registered Investment Advisory firm - (8/6/1997 Approved)

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Contact information

Main Address

477 Jericho Turnpike, Syosset, NY 11791-9006

Mailing Address

Phone number

(516) 921-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOA PREMIER ASSETS WRAP FEE PROGRAM BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 584,755,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lewis Y. Fink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

SPIRIT OF AMERICA MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2016

Series 63

Date: 3/14/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Series 22

Date: 1/9/1985

Series 6

Date: 8/14/1984

Series 52

Date: 7/20/1982

Current Firm

SPIRIT OF AMERICA MANAGEMENT CORP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRIT OF AMERICA MANAGEMENT CORP

TRUST BUT VERIFY

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