Maureen A. Wilke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Ann Wilke, who also goes by Maureen Ann Coffey, Maureen Ann Wilkecoffey, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 1982. Maureen had worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2019 - September 14, 2020
NORTHERN CAPITAL SECURITIES CORPORATION
January 2, 2015 - April 1, 2016
FIRST DOMINION CAPITAL CORP.
October 6, 2010 - December 31, 2012
AUSDAL FINANCIAL PARTNERS, INC.
August 8, 2010 - December 31, 2012
AUSDAL FINANCIAL PARTNERS, INC.
August 5, 2008 - September 26, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 7, 2005 - June 23, 2006
GUGGENHEIM INVESTMENTS
September 7, 2004 - June 23, 2006
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
May 19, 2000 - July 29, 2003
CADARET, GRANT & CO., INC.
September 20, 1990 - July 13, 1998
NUVEEN SECURITIES, LLC
August 26, 1982 - March 20, 1989
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/11/2022
General Securities Representative ExaminationCurrent Firm
NORTHERN CAPITAL SECURITIES CORPORATION
CRD#: 40659 / SEC#: , 8-49130
Contact information
FINRA licenses (25 States and Territories)
Red Flags
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