Robert S. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Steven King, who also goes by R Steven King, Steve King, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2011 - February 4, 2014
NORTHSTAR SECURITIES, LLC
March 14, 2002 - July 14, 2010
WELLS INVESTMENT SECURITIES,INC.
December 2, 1999 - August 4, 2000
INVESCO DISTRIBUTORS, INC.
April 1, 1999 - December 16, 1999
DWS DISTRIBUTORS, INC.
November 23, 1992 - March 1, 1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
November 5, 1987 - October 27, 1992
KRUPP SECURITIES CORPORATION
February 10, 1983 - October 20, 1987
CARDINAL SECURITIES CORPORATION
July 22, 1982 - January 17, 1983
T. BOB INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NORTHSTAR SECURITIES, LLC
CRD#: 150409 / SEC#: , 8-68254
Contact information
Documents
Red Flags
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