Herbert A. Schley

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CRD#: 1054781

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Herbert Allen Schley was a registered financial professional .

Herbert is a previously registered financial professional and started their career in finance in 1984. Herbert had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 7, 1984 - January 30, 1988

DIVERSIFIED SECURITIES INVESTMENT CORPORATION OF AMERICA

CRD#: 14215

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

DIVERSIFIED SECURITIES INVESTMENT CORPORATION OF AMERICA

CRD#: 14215 / SEC#: , 8-29795

Expelled by FINRA on 02/17/1989

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Contact information

Main Address

Mailing Address

Phone number

Established

Hawaii since 08/04/1986

Firm type

Corporation

Fiscal year end

# of Employees

Documents

Red Flags

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