Edgar L. Allison

OSAIC WEALTH

Pensacola, FL 32504

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CRD#: 1054676

Professional summary

Edgar Lee Allison III is a registered financial advisor currently at OSAIC WEALTH, INC. located in Pensacola, Florida.

Edgar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Edgar has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. EDGAR ALLISON, INVESTMENT RELATED, 6108 VILLAGE OAKS DRIVE, PENSACOLA, FL 32504. OWNER, SINCE 1/1/1997, 20 HRS/MTH, 20 HRS/DST. CORPORATE REGISTERED INVESTMENT ADVISOR - SALES OF THIRD PARTY MANAGED ASSET PROGRAMS. ONLY B/D APPROVED VENDORS ARE UTILIZED. 2. 3V1,LLC, NOT INVESTMENT RELATED, 6108 VILLAGE OAKS DRIVE, PENSACOLA, FL 32504. SINCE 8/1/2017, 1 HR/MTH, 0 HRS/DST. PROVIDES FOR OWNERSHIP AND MAINTENANCE OF CORPORATE AIRCRAFT. HAVE CHECK WRITING PRIVILEDGES /DISCRETIONARY CONTROL /NO COMPENSATION RECD. 3. EDGAR L. ALLISON, INVESTMENT RELATED, 6108 VILLAGE OAKS DR. PENSACOLA, FL 32504. OWNER, SINCE 1/1/1995, 5 HRS/MTH. 5 HRS/DST. REAL ESTATE - PART OF MY OFFICE BUILDING IS LEASED TO OTHER INDIVIDUALS AND COMPANIES. I MANAGE THE PROPERTY. 4. BOARD MEMBER- PENSACOLA STATE COLLEGE, DENTAL HYGIENE PROGRAM ADVISORY BOARD POSITION: BOARD MEMBER NATURE: ADVISORY BOARD FOR A LOCAL STATE COLLEGE DENTAL PROGRAM. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2016 ADDRESS: PENSACOLA STATE COLLEGE, 5555 WEST HIGHWAY 98, PENSACOLA FL 32507 DESCRIPTION: ADVISORY BOARD FOR LOCAL STATE COLLEGE DENTAL PROGRAM. 5. EDGAR L. ALLISON POSITION: Owner - NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1982 ADDRESS: 6108 Village Oaks Dr, Pensacola FL 32504, United States DESCRIPTION: Insurance sales. 6. FIRST CHARTER FINANCIAL CORPORATION, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/06/1982 ADDRESS: 6108 Village Oaks Dr, Pensacola FL 32504, United States DESCRIPTION: Write checks, pay bills, hire employees 7. FIRST CHARTER FINANCIAL CORPORATION POSITION: None NATURE: Marketing entity INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/12/2000 ADDRESS: 6108 Village Oaks Drive, Pensacola FL 32504, United States DESCRIPTION: This is a marketing entity with the name used to identify our branch. I direct all marketing activities and/or approve any other marketing activities that may be undertaken by any other person associated with our practice. 8. 3V1, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: 6108 Village Oaks Dr., Pensacola FL 32504, United States DESCRIPTION: This corporation is used solely for the ownership of a corporate aircraft. I am a one half owner of the corporation. The other owner is not a client of mine. 9. FIRST BAPTIST CHURCH OF PENSACOLA POSITION: Investment Committee member NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 500 N Palafox St, Pensacola FL 32501, United States DESCRIPTION: Committee meets to discuss the investment of Church funds. discussion is then passed on to the Corporation Board for the investment decisions. Trades are done by an outside party unrelated to the Church or Rep.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edgar Lee Allison III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Edgar Lee Allison III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2001 - Present

OSAIC WEALTH, INC.

Office #1: 6108 Village Oaks Dr, Pensacola, FL 32504Office #2: 3354 E. Gulf To Lake Hwy, Inverness, FL 34453

RIA

CRD#: 23131

Pensacola, FL

Current

November 19, 1989 - Present

OSAIC WEALTH, INC.

Office #1: 6108 Village Oaks Dr, Pensacola, FL 32504Office #2: 3354 E. Gulf To Lake Hwy, Inverness, FL 34453

RIA

CRD#: 23131

Pensacola, FL

Past

October 31, 1990 - December 31, 1992

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

November 20, 1989 - December 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 22, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/19/1989)

Alaska
(2/24/2023)

Arizona
(1/20/2005)

Arkansas
(4/21/2014)

California
(6/17/2003)

Colorado
(12/13/2007)

Connecticut
(8/1/2008)

Delaware
(1/31/2006)

District of Columbia
(9/30/2020)

Florida
(11/19/1989)

IAR

Florida
(4/27/2001)

Georgia
(11/19/1989)

IAR

Georgia
(8/3/2023)

Hawaii
(2/24/2023)

Idaho
(2/24/2023)

Illinois
(1/5/2005)

Indiana
(7/8/2008)

Iowa
(3/12/2009)

Kansas
(8/19/2004)

Kentucky
(1/8/2008)

Louisiana
(3/8/2010)

IAR

Louisiana
(7/31/2023)

Maine
(7/8/2008)

Maryland
(4/20/2005)

Massachusetts
(4/20/2005)

Michigan
(8/11/2006)

Minnesota
(10/18/2012)

Mississippi
(6/17/2003)

Missouri
(6/17/2003)

Montana
(6/16/2016)

IAR

Montana
(8/1/2023)

Nebraska
(2/24/2023)

Nevada
(1/23/2023)

New Hampshire
(2/6/2014)

New Jersey
(9/22/2004)

New Mexico
(11/22/2017)

New York
(3/23/2006)

North Carolina
(6/17/2003)

IAR

North Carolina
(7/31/2023)

North Dakota
(2/24/2023)

Ohio
(3/27/2007)

Oklahoma
(1/10/2023)

Oregon
(12/4/2017)

Pennsylvania
(8/19/2004)

Rhode Island
(2/12/2015)

South Carolina
(9/26/2002)

IAR

South Carolina
(1/24/2018)

South Dakota
(10/18/2021)

Tennessee
(1/11/2006)

Texas
(1/16/2002)

IAR

Texas
(7/31/2023)

Utah
(11/22/2017)

Vermont
(10/6/2021)

Virginia
(6/17/2003)

Washington
(6/11/2012)

West Virginia
(1/5/2005)

Wisconsin
(9/9/2014)

Wyoming
(8/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edgar L. Allison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edgar Lee Allison III's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Edgar Lee Allison III's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

LINCOLN INVESTMENT

INTEGRATED RESOURCES EQUITY CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 2/24/1984

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1982

Series 51

Date: 2/24/2003

Series 24

Date: 5/4/1995

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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