Stephen R. Burke

A. R. SCHMEIDLER & CO.

New York, NY 10017

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CRD#: 1054623

Professional summary

Stephen Robert Burke is a registered financial advisor currently at A. R. SCHMEIDLER & CO., INC. located in New York, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Burke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2021 - Present

A. R. SCHMEIDLER & CO., INC.

Office #1: 529 Fifth Avenue Suite 500, New York, NY 10017

RIA

CRD#: 5845

New York, NY

Past

March 11, 2008 - August 29, 2016

A. R. SCHMEIDLER & CO., INC.

CRD#: 5845

NEW YORK, NY

Past

January 31, 2003 - September 1, 2005

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

October 18, 2001 - September 12, 2002

MELLON FUNDS DISTRIBUTOR, L.P.

CRD#: 39414

BOSTON, MA

Past

May 23, 1983 - January 25, 2002

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A. R. SCHMEIDLER & CO., INC.

A. R. SCHMEIDLER & CO., INC. | ARS INVESTMENT PARTNERS, LLC

CRD#: 5845 / SEC#: 801-7566, 8-16566

RIA

Registered Investment Advisory firm - SEC (7/12/1971 Approved)

Terminated by SEC on 08/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/17/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/30/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

A. R. SCHMEIDLER & CO., INC.

A. R. SCHMEIDLER & CO., INC. | ARS INVESTMENT PARTNERS, LLC

CRD#: 5845 / SEC#: 801-7566, 8-16566

RIA

Registered Investment Advisory firm - SEC (7/12/1971 Approved)

Terminated by SEC on 08/29/2016

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Contact information

Main Address

529 Fifth Avenue Suite 500, New York, NY 10017

Mailing Address

Phone number

(212) 687-9800

Established

New York since 06/03/1971

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARS INVESTMENT PARTNERS, LLC BROCHURE (4/29/2025)

Direct owners and executive officers

Name	Position	CRD#
ARTEMIS US IV LLC	OWNER
BURKE, STEPHEN ROBERT	DIRECTOR\PRESIDENT AND MANAGING DIRECTOR	1054623
KANDEL, PETER GEORGE JR	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER - BROKER-DEALER	1003506
LAWLESS, SEAN DAVID	DIRECTOR	5974211
MARCUS, ILANA RUTH	CHIEF COMPLIANCE OFFICER, REGISTERED INVESTMENT ADVISER	1743010
MARKEL, GREGORY SCOTT	DIRECTOR, CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR	1559421
MAUNDER, TREVOR WILLIAM	DIRECTOR	5762876
SCHAENEN, MICHAEL	DIRECTOR	412381
SCHMEIDLER, ANDREW JOHN	DIRECTOR, VICE CHAIRMAN OF THE COMPANY AND MANAGING DIRECTOR	2287823
SCHMEIDLER, ARNOLD ROGER	CHAIRMAN OF THE COMPANY, FOUNDER AND MANAGING DIRECTOR	413821
SWARTZMAN, GAVIN	DIRECTOR	6473848

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 1,778,346,372

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/02/2025	Cover Page	Report
09/19/2024	Cover Page	Report
08/22/2023	Cover Page	Report
11/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen R. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Burke's CRS (Customer Relationship Summary).

Certified licenses

Experience

A. R. SCHMEIDLER & CO., INC.

DEAM INVESTOR SERVICES, INC.

MELLON FUNDS DISTRIBUTOR, L.P.

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

A. R. SCHMEIDLER & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/2008

SIE

Date: 8/29/2016

Series 7

Date: 3/23/2000

Series 6

Date: 8/17/1982

Series 24

Date: 4/19/2000

Series 26

Date: 11/30/1988

Current Firm

A. R. SCHMEIDLER & CO., INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

A. R. SCHMEIDLER & CO., INC.

TRUST BUT VERIFY

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