Dennis A. Ynclan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Alan Ynclan was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1983. Dennis had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1996 - December 31, 2018
GROVE POINT INVESTMENTS, LLC
January 2, 1991 - May 9, 1996
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 16, 1985 - March 23, 1992
WOODBURY FINANCIAL SERVICES, INC.
October 24, 1983 - March 29, 1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 24, 1983 - March 29, 1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 24, 1983 - September 16, 1985
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
