Daniel B. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel B. G. Levine, who also goes by Daniel B.g. Levine, Daniel Bennett Goldman Levine, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1982. Daniel had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2021 - March 17, 2026
J.P. MORGAN SECURITIES LLC
March 8, 2021 - March 17, 2026
J.P. MORGAN SECURITIES LLC
August 5, 2015 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 5, 2015 - January 11, 2021
TD AMERITRADE, INC.
August 5, 2015 - January 11, 2021
TD AMERITRADE, INC.
March 4, 2014 - July 30, 2015
CUSO FINANCIAL SERVICES, L.P.
March 4, 2014 - July 30, 2015
CUSO FINANCIAL SERVICES, L.P.
October 22, 2010 - March 10, 2014
MML INVESTORS SERVICES, LLC
October 4, 2010 - March 10, 2014
MML INVESTORS SERVICES, LLC
March 20, 2007 - September 9, 2010
EAGLE STRATEGIES LLC
April 7, 2004 - September 9, 2010
NYLIFE SECURITIES LLC
August 8, 2001 - February 9, 2004
METROPOLITAN LIFE INSURANCE COMPANY
August 8, 2001 - February 9, 2004
MSI FINANCIAL SERVICES, INC.
October 30, 2000 - June 8, 2001
1717 CAPITAL MANAGEMENT COMPANY
June 9, 1997 - October 20, 2000
1717 CAPITAL MANAGEMENT COMPANY
July 23, 1991 - June 23, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 28, 1982 - July 18, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
