Steve L. Gevirtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steve Lee Gevirtz, who also goes by Steven Lee Gevirtz, was a registered financial professional .
Steve is a previously registered financial professional and started their career in finance in 1982. Steve had worked at 8 firms and has passed the Series 63, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 1996 - July 23, 2014
LIGHTPATH CAPITAL, INC
September 7, 1995 - January 21, 1996
BARRINGTON ASSOCIATES
August 22, 1988 - July 24, 1989
MILL CITY CAPITAL CORPORATION
October 2, 1986 - February 18, 1987
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
June 24, 1986 - October 10, 1986
PLANMEMBER SECURITIES CORPORATION
April 17, 1984 - August 21, 1984
CANTOR FITZGERALD & CO.
October 21, 1982 - March 23, 1984
CIBC WORLD MARKETS CORP.
July 22, 1982 - October 13, 1982
QUINCY CASS ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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