Jon Greenfield
Professional Summary
Jon Greenfield is a registered financial advisor currently at BANYAN SECURITIES, LLC located in Larkspur, California. Jon is registered as a RR (Registered Representative) and started their career in finance in 1982. Jon has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BANYAN SECURITIES CO. | BANYAN SECURITIES, LLC
Contact Information
Main Address
17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939Mailing Address
17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939Phone Number
(415) 461-0900Established
California since 12/11/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/5/1994)
(6/18/2015)
(6/18/2015)
(8/19/2016)
(10/5/1994)
(12/5/2003)
(6/9/2015)
(12/5/2003)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jon Greenfield's CRS (Customer Relationship Summary).
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