Jon Greenfield
Professional summary
Jon Greenfield is a registered financial professional currently at BANYAN SECURITIES, LLC located in Larkspur, California.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1982. Jon has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Greenfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 1993 - Present
BANYAN SECURITIES, LLC
Office #1: 17 East Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939Office #2: 17 E Sir Francis Drake Blvd Suite 201, Larkspur, CA 94939March 31, 1988 - March 14, 1991
HALCYON INVESTMENTS
March 17, 1983 - August 12, 1983
JEFFERIES EXECUTION SERVICES, INC.
August 24, 1982 - February 4, 1983
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/1994)
(6/18/2015)
(6/18/2015)
(8/19/2016)
(10/5/1994)
(12/5/2003)
(6/9/2015)
(12/5/2003)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/26/2000
Limited Representative-Equity Trader ExamFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
BANYAN SECURITIES, LLC
CRD#: 22395 / SEC#: , 8-39716
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
BANYAN SECURITIES, LLC
CRD#: 22395Larkspur, CA 94939TRUST BUT VERIFY
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