Karen A. Ibach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Anne Ibach was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1982. Karen had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2016 - December 31, 2020
GROVE POINT INVESTMENTS, LLC
May 21, 2015 - January 15, 2016
ANNEX WEALTH MANAGEMENT, LLC
January 7, 2010 - May 19, 2015
GROVE POINT INVESTMENTS, LLC
January 5, 2010 - December 31, 2020
GROVE POINT INVESTMENTS, LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
February 17, 1998 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
January 12, 1998 - December 31, 2008
HERITAGE CAPITAL MANAGEMENT INC
October 14, 1993 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
July 16, 1982 - October 19, 1993
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
