Theodore M. Riehle

SILVERLAKE WEALTH MANAGEMENT LLC

Williston, VT 05495

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CRD#: 1053690

Professional summary

Theodore Martin Riehle III, who also goes by Ted Riehle, is a registered financial advisor currently at SILVERLAKE WEALTH MANAGEMENT LLC located in Williston, Vermont and PURSHE KAPLAN STERLING INVESTMENTS located in Williston, Vermont.

Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Theodore has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Riehle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIXED INSURANCE. INVESTMENT RELATED BUSINESS. 33 BLAIR PARK ROAD, SUITE 100, WILLIASTON VT 05495. SELL AND SERVICE FIXED INSURANCE. TITLE IS INVESTMENT ADVISOR. STARTED 03/2020. 2 HRS/MO DEVOTED - 1 DURING TRADING. DUTIES ARE SALES AND SERVICE OF FIXED INSURANCE PRODUCTS. 2) SILVERLAKE WEALTH MANAGEMENT. INVESTMENT RELATED BUSINESS. LOCATED AT 33 BLAIR PARK, WILLISTON VT 05495. INVESTMENT ADVISORY. TITLE IS PARTNER. STARTED 04/2002. 160 HRS/MO - 8 DURING TRADING. DUTIES ARE TO ADVISE CLIENTS. 3)SCHROON LAKE SELF STORAGE. INVESTMENT RELATED BUSINESS. LOCATED AT RT. 9 SCHROON LAKE, NY. SELF STORAGE. TITLE IS PARTNER. STARTED IN 1990. 1 HR/MO DEVOTED - 0 DURING TRADING. DUTIES ARE SELF STORAGE RENTAL UNITS. 4)RIEHLE FAMILY PARTNERSHIP. INVESTMENT RELATED: YES/NO. 94 EAST SHORE NORTH, GRAND ISLE VT. RENTAL VACATION HOME. TITLE IS OWNER. STARTED IN 2010. DEVOTES 1 HR/MO - 0 DURING TRADING. DUTIES ARE OWNER OF ISLAND AND RENT HOUSE 5 WEEKS A YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Martin Riehle III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2017 - Present

SILVERLAKE WEALTH MANAGEMENT LLC

Office #1: 33 Blair Park Road Suite 100, Williston, VT 05495

RIA

CRD#: 165525

Williston, VT

Current

April 9, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 33 Blair Park Road, Suite 100, Williston, VT 05495

CRD#: 35747

Williston, VT

Past

December 10, 2012 - December 31, 2016

SILVERLAKE WEALTH MANAGEMENT LLC

RIA

CRD#: 165525

WILLISTON, VT

Past

December 6, 2012 - December 5, 2019

LPL FINANCIAL LLC

CRD#: 6413

WILLISTON, VT

Past

November 26, 2002 - December 7, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

WILLISTON, VT

Past

April 5, 2002 - December 7, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

WILLISTON, VT

Past

February 5, 1985 - April 8, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 22, 1982 - January 11, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/1/2020)

IAR

Vermont
(1/6/2017)

Vermont
(4/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/17/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Vermont

Registered Investment Advisory firm - (3/14/2016 Terminated)

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Contact information

Main Address

33 Blair Park Road Suite 100, Williston, VT 05495

Mailing Address

Phone number

(802) 857-5083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVER LAKE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 572,662,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore M. Riehle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Martin Riehle III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SILVERLAKE WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SILVERLAKE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/1996

Series 63

Date: 8/6/1982

SIE

Date: 10/1/2018

Series 31

Date: 4/17/1996

Series 7

Date: 7/17/1982

FINRA

Current Firm

SILVERLAKE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILVERLAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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