Arnold H. Mays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Howard Mays, who also goes by Arnol Howard Mays, was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 1982. Arnold had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1989 - October 14, 1999
GROVE POINT INVESTMENTS, LLC
August 14, 1989 - October 4, 1989
HERITAGE FINANCIAL INVESTMENTS CORPORATION
March 31, 1989 - August 14, 1989
MUTUAL SERVICE CORPORATION
October 6, 1983 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
September 24, 1982 - October 7, 1983
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
