Melinda M. Taintor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Mary Taintor, who also goes by Melinda Mary Abramson, Melinda Mary Grivas, Melinda Mary Travis, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 1982. Melinda had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2003 - September 8, 2010
TRUSTMONT FINANCIAL GROUP, INC.
December 22, 1998 - December 31, 2014
INVESTORS FINANCIAL PLANNING, INC.
December 7, 1998 - July 31, 2003
INVESTORS CAPITAL CORP.
November 16, 1998 - December 17, 1998
SENTRA SECURITIES CORPORATION
April 17, 1998 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
April 10, 1992 - April 29, 1998
PACIFIC HARBOR SECURITIES, INC.
August 21, 1986 - April 11, 1992
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 6, 1983 - August 20, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
July 19, 1982 - May 6, 1983
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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