Peter J. Olarin
Professional summary
Peter John Olarin is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Shelby Township, Michigan.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1983. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter John Olarin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2023 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 49479 Van Dyke Ave., Shelby Township, MI 48317November 29, 2017 - February 27, 2023
LPL FINANCIAL LLC
January 21, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
September 4, 2009 - February 6, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 2, 2006 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
November 3, 1988 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 3, 1988 - January 9, 2006
SIGNATOR INVESTORS, INC.
January 24, 1983 - June 18, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2023)
Exams
FINRA
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303Shelby Township, MI 48317TRUST BUT VERIFY
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