Paul D. Mcgrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul David Mcgrath was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2020 - August 3, 2022
THE LEADERS GROUP, INC.
July 27, 2011 - October 7, 2013
CAPE SECURITIES INC.
December 11, 2004 - June 1, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
February 25, 2002 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
February 15, 2001 - December 12, 2001
COREBRIDGE CAPITAL SERVICES, INC.
August 21, 1997 - February 7, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 12, 1994 - July 16, 1997
TOUCHSTONE SECURITIES, INC.
May 12, 1993 - August 29, 1994
MML INVESTORS SERVICES, LLC
February 21, 1992 - February 23, 1993
INVEST FINANCIAL CORPORATION
July 12, 1982 - January 31, 1992
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/9/2020
General Securities Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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