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JK

Jon H. Knudtson

VAN CLEMENS & CO.
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 1052958
JK

Professional summary


Jon Howard Knudtson is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1982. Jon has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jon Howard Knudtson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 23, 2002 - Present

VAN CLEMENS & CO. INCORPORATED

Office #1: 900 Second Avenue South Suite 1500, Minneapolis, MN 55402
BD
CRD#: 6914
Minneapolis, MN
Past

January 28, 1991 - September 23, 2002

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN
Past

June 12, 1989 - February 1, 1991

MARCHE' SECURITIES, INC.

BD
CRD#: 14948
Past

August 27, 1986 - June 20, 1989

HAYNE, MILLER FINANCIAL, INC.

BD
CRD#: 13849
MINNEAPOLIS, MN
Past

June 28, 1982 - September 2, 1986

VAN CLEMENS & CO. INCORPORATED

BD
CRD#: 6914

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/24/2024)
RR
Iowa
(9/23/2002)
RR
Minnesota
(9/23/2002)
RR
Ohio
(9/29/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 7/7/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VC
VAN CLEMENS & CO. INCORPORATED
VAN CLEMENS & CO. INCORPORATED

CRD#: 6914 / SEC#: , 8-18414

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
900 Second Ave S Suite 1500, Minneapolis, MN 55402
Mailing Address
900 Second Ave S Suite 1500, Minneapolis, MN 55402
Phone number
(612) 758-9140
Established
Minnesota since 05/15/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VAN CLEMENS FINANCIAL CORPORATIONSHAREHOLDER
GODFREY, JOSEPH CHARLESCCO3074998
TROUSDALE, LAURENFINOP5622407

Disclosures


Regulatory Event7
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VAN CLEMENS & CO. INCORPORATED

CRD#: 6914Minneapolis, MN 55402

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