JH
Janis J. Hofsass
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lutherville, MD 21093
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CRD#: 1052790
JH
Professional summary
Janis Jean Hofsass, who also goes by Janis Jean Zaenglein, Janis Zaenglein Zelinske, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lutherville, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lutherville, Maryland.
Janis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Janis has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janis Jean Zaenglein | Janis Zaenglein Zelinske
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCCORMICKS, 204 WIGHT AVENUE HUNT VALLEY MD, 10/2024, TASTE TESTER, FOOD/BEVERAGE SERVICE, NIR, 1 HR/MO 0 HR/M OTRADING 2) VARIOUS INSURANCE COMPANIES, 7601 TECHNOLOGY WAY DENVER CO, 10/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 1 HR/MO 1 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 10/16/2024 4) JJH FINANCIAL SERVICES, 2333 West Joppa Road, Lutherville MD 21093, United States, 11/07/2024, DBA, INV REL, 0/Mo - 0/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Janis Jean Hofsass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2333 West Joppa Rd., Lutherville, MD 21093RIA
CRD#: 134139
Lutherville, MD
Current
October 16, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2333 West Joppa Rd., Lutherville, MD 21093BD
CRD#: 39543
Lutherville, MD
Past
April 1, 2021 - October 18, 2024
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Lutherville, MD
Past
October 20, 2017 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
Lutherville, MD
Past
October 20, 2017 - October 18, 2024
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Lutherville, MD
Past
December 9, 2009 - October 18, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
LUTHERVILLE, MD
Past
December 3, 1999 - October 18, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LUTHERVILLE, MD
Past
April 4, 1997 - December 16, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
January 1, 1997 - March 31, 1997
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
March 30, 1992 - January 1, 1997
CITIZENS BROKERAGE SERVICES, INC.
BD
CRD#: 17666
Past
November 18, 1982 - December 21, 1989
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 2, 1981 - November 10, 1982
FOSTER & CO. EQUITIES, INC.
BD
CRD#: 7622
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/16/2024)
RR
California(10/16/2024)
RR
Colorado(10/16/2024)
RR
Delaware(10/28/2024)
RR
District of Columbia(10/16/2024)
RR
Florida(10/16/2024)
RR
Maryland(10/16/2024)
IAR
Maryland(10/16/2024)
RR
Massachusetts(10/16/2024)
RR
New Hampshire(10/16/2024)
RR
New Jersey(11/5/2025)
RR
New York(10/16/2024)
RR
North Carolina(11/1/2024)
RR
Pennsylvania(10/16/2024)
RR
South Carolina(10/16/2024)
RR
Virginia(1/16/2025)
RR
Washington(8/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
