Allan Frederick Westcott
Professional Summary
Allan Frederick Westcott is a registered financial advisor currently at IAFF-FC ADVISORS LLC located in Washington, District Of Columbia and IAFF-FC INVESTMENTS LLC located in Washington, District Of Columbia. Allan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Allan has worked at 12 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE, Series 6, Series 7, Series 5...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
IAFF-FC ADVISORS LLC
Contact Information
Main Address
1750 New York Avenue Nw #300, Washington, DC 20006Phone Number
(202) 737-1125# of Employees
2Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/29/2023)
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(1/2/2025)
(7/24/2023)
(8/31/2023)
(7/24/2023)
(8/10/2023)
(8/15/2023)
(8/15/2023)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2010About the Series 6 examSeries 5 — Interest Rate Options Examination
Passed Dec 1982SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Allan Frederick Westcott's CRS (Customer Relationship Summary).
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