Claudia D. Stockwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudia Doehring Stockwell, who also goes by Claudia Gail Doehring, Claudia Gail Doehring-stockwell, was a registered financial professional .
Claudia is a previously registered financial professional and started their career in finance in 1983. Claudia had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2010 - August 1, 2019
SSN ADVISORY, INC.
May 27, 2003 - August 1, 2019
SECURITIES SERVICE NETWORK, LLC
May 9, 2003 - May 27, 2003
LPL FINANCIAL LLC
May 23, 1995 - May 27, 2003
LPL FINANCIAL LLC
August 12, 1992 - May 24, 1995
MARINER FINANCIAL SERVICES, INC.
April 2, 1991 - August 27, 1992
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 12, 1983 - February 13, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 12, 1983 - February 13, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
