George G. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Graham Hill, who also goes by Graham Hill, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2010 - October 16, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 26, 2010 - October 16, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 2009 - March 5, 2010
MORGAN STANLEY
June 1, 2009 - March 5, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 18, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
August 18, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
March 8, 1993 - August 20, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 5, 1990 - April 1, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 5, 1990 - April 1, 1993
OSAIC FA, INC.
September 28, 1989 - April 19, 1990
FIDELITY BROKERAGE SERVICES LLC
December 15, 1987 - November 27, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 30, 1987 - October 11, 1989
ROBERT W. BAIRD & CO. INCORPORATED
April 8, 1986 - July 23, 1987
FIDELITY BROKERAGE SERVICES LLC
October 29, 1985 - April 21, 1986
FOCUS SECURITIES, INC.
April 19, 1983 - December 7, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 1982 - March 8, 1983
DONALD SHELDON & CO., INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/3/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
