Scot C. Bissell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scot Charles Bissell was a registered financial professional .
Scot is a previously registered financial professional and started their career in finance in 1982. Scot had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - July 14, 2020
SCHWAB WEALTH ADVISORY, INC.
January 30, 2003 - December 31, 2011
CHARLES SCHWAB & CO., INC.
June 1, 1999 - July 14, 2020
CHARLES SCHWAB & CO., INC.
December 24, 1987 - December 14, 1998
FIDELITY BROKERAGE SERVICES LLC
May 11, 1983 - January 1, 1988
AMERIPRISE ADVISOR SERVICES, INC.
July 22, 1982 - February 19, 1985
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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