Joseph Bench
Professional summary
Joseph Bench is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Bench's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801June 16, 2020 - January 30, 2023
AEGIS CAPITAL CORP.
August 9, 2016 - June 16, 2020
ARETE WEALTH MANAGEMENT, LLC
June 11, 2013 - August 9, 2016
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 25, 2008 - February 5, 2013
IDB CAPITAL CORP.
July 24, 2002 - May 18, 2006
IDB CAPITAL CORP.
January 26, 2000 - February 19, 2002
CIBC WORLD MARKETS CORP.
March 19, 1992 - April 20, 1998
CROSSMARK DISTRIBUTORS, INC.
May 4, 1990 - November 29, 1990
CIBC WORLD MARKETS CORP.
September 12, 1986 - January 29, 1990
NATWEST MARKETS SECURITIES INC.
June 28, 1982 - July 5, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2023)
(1/25/2023)
(1/13/2023)
(7/31/2024)
(1/13/2023)
(1/13/2023)
(5/31/2023)
(1/25/2023)
(1/13/2023)
(1/13/2023)
(1/13/2023)
(7/31/2023)
(9/12/2023)
Exams
FINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
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