Thomas L. Mcleary
Professional summary
Thomas Livingston Mcleary, who also goes by Thomas L Mcleary, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Livingston Mcleary's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 28, 1997 - December 31, 2022
THE O.N. EQUITY SALES COMPANY
March 1, 1996 - February 12, 1997
MML INVESTORS SERVICES, LLC
April 22, 1983 - March 1, 1996
G. R. PHELPS & CO., INC.
October 6, 1982 - April 24, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2023)
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(1/5/2023)
(1/5/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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