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LL

Laura R. La Belle

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CRD#: 1051415
LL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura R La Belle, CFP®, who also goes by Laura R Labelle, Laura Rose Labelle, Laura Labelle Reinhold, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 1982. Laura had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laura R Labelle | Laura Rose Labelle | Laura Labelle Reinhold

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

July 17, 2013 - October 27, 2014

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606
OAK BROOK, IL
Past

November 4, 2010 - September 5, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA
CRD#: 3641
NAPERVILLE, IL
Past

November 1, 2010 - September 5, 2012

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
NAPERVILLE, IL
Past

October 12, 2005 - October 29, 2008

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
BLOOMINGDALE, IL
Past

January 24, 2000 - December 3, 2003

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

April 29, 1998 - August 3, 1998

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

July 16, 1996 - February 2, 2000

HARRIS INVESTORS DIRECT, INC.

BD
CRD#: 17664
CHICAGO, IL
Past

December 7, 1992 - April 30, 1998

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

April 30, 1991 - December 8, 1992

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY
Past

July 27, 1990 - April 30, 1991

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

August 23, 1988 - April 17, 1989

FINANCIAL HORIZONS SECURITIES CORPORATION

BD
CRD#: 20221
Past

December 28, 1984 - September 19, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

December 24, 1984 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

May 22, 1984 - January 11, 1985

PIM FINANCIAL SERVICES, INC.

BD
CRD#: 10547
Past

September 1, 1983 - June 18, 1984

FINANCIAL PLANNERS EQUITY CORPORATION

BD
CRD#: 7420
Past

September 24, 1982 - October 19, 1983

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/28/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/1993
General Securities Principal Examination

Current Firm


CS
CAPITAL SECURITIES INVESTMENT CORPORATION
CAPITAL LTD. | CAPITAL SECURITIES INVESTMENT CORPORATION | CAPITAL SECURITIES ADVISORY SERVICE

CRD#: 5606 / SEC#: , 8-22925

BD
Terminated by SEC on 12/04/2016
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Contact information


Main Address
2021 Midwest Road Suite 104, Oak Brook, IL 60523
Mailing Address
Phone number
Established
Illinois since 04/26/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
KLIMEK, STANLEY ALLENPRESIDENT/CEO/CCO271757

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

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