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HO

Henry F. Owsley

GORDIAN GROUP
New York, NY 10022
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CRD#: 1051167
HO

Professional summary


Henry Furlow Owsley III, who also goes by III Henry Furlow Owsley, is a registered financial professional currently at GORDIAN GROUP, LLC located in New York, New York.

Henry is registered as a RR (Registered Representative) and started their career in finance in 1982. Henry has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Iii Henry Furlow Owsley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Henry Furlow Owsley III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 31, 1989 - Present

GORDIAN GROUP, LLC

Office #1: 950 Third Ave. 17th Fl., New York, NY 10022Office #2: 950 Third Avenue 17th Floor, New York, NY 10022
BD
CRD#: 24034
New York, NY
Past

June 25, 1982 - March 22, 1988

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/28/1992)

Exams


State Security Law Exam
RR
Series 63
Date: 5/26/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GG
GORDIAN GROUP, LLC
GORDIAN GROUP, L.P. | OWSLEY, LEDERMAN, CALDWELL & PARTNERS, L.P. | GORDIAN GROUP, LLC

CRD#: 24034 / SEC#: , 8-40861

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
950 Third Avenue 17th Floor, New York, NY 10022
Mailing Address
950 Third Avenue 17th Floor, New York, NY 10022
Phone number
(212) 486-3600
Established
Delaware since 06/28/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GORDIAN ACQUISITION CORP.MEMBER
BACH, KRISTINAFINOP4281682
CALDWELL, PATRICIA ANNMANAGING DIRECTOR1923585
KAUFMAN, PETER SANGERPRESIDENT/INVESTMENT BANKING PRINCIPAL1530462
OWSLEY, HENRY FURLOW IIIMANAGING DIRECTOR, CEO, & CHIEF COMPLIANCE OFFICER/CR/INVESTMENT BANKING PRINCIPAL1051167

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GORDIAN GROUP, LLC

CRD#: 24034New York, NY 10022

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