Edward Linzer
Professional summary
Edward Linzer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Edward had worked at 9 firms, which includes MANTIS SECURITIES INC., ACUMENT SECURITIES INC., NORTHRIDGE CAPITAL CORPORATION, G.F.B. SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, PRUDENTIAL EQUITY GROUP LLC, ADVEST INC., LEHMAN BROTHERS INC., DAVID LERNER ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2000 - September 30, 2002
MANTIS SECURITIES, INC.
October 15, 1999 - June 16, 2000
ACUMENT SECURITIES, INC.
August 18, 1999 - September 29, 1999
NORTHRIDGE CAPITAL CORPORATION
October 27, 1994 - September 9, 1999
G.F.B. SECURITIES, INC.
October 18, 1991 - November 21, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 5, 1990 - October 24, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 4, 1986 - September 26, 1990
ADVEST, INC.
July 2, 1984 - September 18, 1986
LEHMAN BROTHERS INC.
October 11, 1982 - January 14, 1985
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANTIS SECURITIES, INC.
CRD#: 104019 / SEC#: , 8-52508
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESSLER, DEBORAH AMY | PASSIVE INVESTOR | 4176426 |
| LOUIS JAMES CONSULTING | REGISTERED REPRESENTATIVE | |
| MCKEON, JAMES | PASSIVE INVESTOR | 4298462 |
| DICESARE, LOUIS | PASSIVE INVESTOR | 4299235 |
| DICESARE, PAUL | PASSIVE INVESTOR | 4299247 |
| GERTELMAN, PAUL RICHARD | PASSIVE INVESTOR | 4299195 |
| GREENSIDE, JEFFREY KENNETH | PASSIVE INVESTOR | 4299138 |
| K INVESTING | PASSIVE INVESTOR | |
| KOESTLER, ANTHONY WILLIAM | PASSIVE INVESTOR | 4298448 |
| NACHMAN, ALEXANDER HUNT | BRANCH MANAGER | 2338967 |
| TREICHLER, BRADLEY GROVE | PASSIVE INVESTOR | 2200599 |
| ARENA, MARC ANTHONY | PRINCIPAL | 2754309 |
| BORGNER, RICHARD REISS | PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL, DIRECTOR OF COMPLIANCE | 1104666 |
| LINZER, EDWARD | CFO, FINOP | 1050490 |
| POSILLICO, ROBERT JOSEPH | SROP/CROP | 2301873 |
| PRISTERA, GARY | PASSIVE INVESTOR | 4299204 |
Red Flags
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