Ralph W. Atwell
Professional summary
Ralph Wayne Atwell JR, CFA, who also goes by R. Wayne Atwell Jr., R. Wayne Atwell, Ralph Wayne Atwell, is a registered financial professional currently at ASCENDIANT CAPITAL MARKETS, LLC located in Jupiter, Florida.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 1982. Ralph has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph Wayne Atwell JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2014 - Present
ASCENDIANT CAPITAL MARKETS, LLC
Office #1: 110 Front Street, Suite 300, Jupiter, FL 33477March 16, 2012 - November 16, 2012
GLOBAL HUNTER SECURITIES, LLC
May 12, 2011 - February 27, 2012
RODMAN & RENSHAW, LLC
February 4, 2009 - May 4, 2011
CASIMIR CAPITAL L.P.
April 29, 2008 - February 13, 2009
WASSERMAN & ASSOCIATES, INC.
April 2, 1991 - May 3, 2006
MORGAN STANLEY & CO. LLC
February 3, 1984 - February 11, 1991
GOLDMAN SACHS & CO. LLC
October 19, 1982 - January 5, 1983
CAPIS
June 28, 1982 - July 12, 1982
DAVIS, SKAGGS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2014)
(11/17/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ASCENDIANT CAPITAL MARKETS, LLC
CRD#: 152912 / SEC#: , 8-68487
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 10 |
Red Flags
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