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FM

Frederick Thacker Miller

MANITOU CAPITAL MANAGEMENT
FRANKFORT, MI
·CRD# 1050316·44 years registered

Professional Summary

Frederick Thacker Miller is a registered financial advisor currently at MANITOU CAPITAL MANAGEMENT, INC. located in Frankfort, Michigan. Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Frederick has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years registered in the securities industry

Current & Past Employments

Current

MANITOU CAPITAL MANAGEMENT, INC.Current·CRD# 39991
RIA
1425 Michigan Ave., Frankfort, MI 49635
January 13, 2011 - Present

Past

MANITOU CAPITAL MANAGEMENT, INC.Past·CRD# 39991
BD
Frankfort, MI
April 9, 2003 - April 1, 2011
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
February 3, 1998 - June 5, 2002
MANITOU CAPITAL MANAGEMENT, INC.Past·CRD# 39991
BD
Frankfort, MI
June 6, 1996 - February 26, 1998
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
March 17, 1994 - October 26, 1994
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
February 5, 1988 - March 16, 1994
TUCKER ANTHONY INCORPORATEDPast·CRD# 837
BD
December 4, 1986 - February 18, 1988
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
April 5, 1984 - December 18, 1986
BECKER PARIBAS INCORPORATEDPast·CRD# 7635
BD
August 26, 1982 - June 27, 1984

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Current Firm

MC
MANITOU CAPITAL MANAGEMENT, INC.

MANITOU CAPITAL MANAGEMENT, INC.

CRD#: 39991 / SEC#: 8-48925
Michigan
Registered Investment Advisory firm - SEC (11/8/2010 Approved)
BD
Terminated by SEC on 04/01/2011

Contact Information

Main Address

1425 Michigan Ave., Frankfort, MI 49635

Phone Number

(231) 352-9887

Established

Michigan since 12/11/1995

Firm Type

Corporation

Fiscal Year End

December

# of Employees

0

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MILLER, DIANE MARIEPRESIDENT/CEO/CCO2728534
MILLER, FREDERICK THACKERGENERAL PRINCIPAL1050316
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANITOU INVESTMENT ADVISORS,INVESTMENT RELATED, 1425 MICHIGAN AVE.FRANKFORT MI 49635.INVESTMENT ADVISORS, PRESIDENT AS OF 06/2002,130 HOURS A MONTH IS DEVOTED AND FULL TIME DURING MARKET HOURS.DUTIES PORTFOLIO MANAGEMENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(1/13/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1996About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Frederick Thacker Miller's CRS (Customer Relationship Summary).

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