Frederick T. Miller

MANITOU CAPITAL MANAGEMENT

Frankfort, MI 49635

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CRD#: 1050316

Professional summary

Frederick Thacker Miller is a registered financial advisor currently at MANITOU CAPITAL MANAGEMENT, INC. located in Frankfort, Michigan.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Frederick has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANITOU INVESTMENT ADVISORS,INVESTMENT RELATED, 1425 MICHIGAN AVE.FRANKFORT MI 49635.INVESTMENT ADVISORS, PRESIDENT AS OF 06/2002,130 HOURS A MONTH IS DEVOTED AND FULL TIME DURING MARKET HOURS.DUTIES PORTFOLIO MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Thacker Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2011 - Present

MANITOU CAPITAL MANAGEMENT, INC.

Office #1: 1425 Michigan Ave., Frankfort, MI 49635

RIA

CRD#: 39991

Frankfort, MI

Past

April 9, 2003 - April 1, 2011

MANITOU CAPITAL MANAGEMENT, INC.

CRD#: 39991

FRANKFORT, MI

Past

February 3, 1998 - June 5, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 6, 1996 - February 26, 1998

MANITOU CAPITAL MANAGEMENT, INC.

CRD#: 39991

FRANKFORT, MI

Past

March 17, 1994 - October 26, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 5, 1988 - March 16, 1994

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

December 4, 1986 - February 18, 1988

TUCKER ANTHONY INCORPORATED

CRD#: 837

Past

April 5, 1984 - December 18, 1986

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

August 26, 1982 - June 27, 1984

BECKER PARIBAS INCORPORATED

CRD#: 7635

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/13/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/1996

General Securities Principal Examination

Current Firm

MANITOU CAPITAL MANAGEMENT, INC.

CRD#: 39991 / SEC#: , 8-48925

Michigan

Registered Investment Advisory firm - SEC (11/8/2010 Approved)

Terminated by SEC on 04/01/2011

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Contact information

Main Address

1425 Michigan Ave., Frankfort, MI 49635

Mailing Address

Phone number

(231) 352-9887

Established

Michigan since 12/11/1995

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
MILLER, DIANE MARIE	PRESIDENT/CEO/CCO	2728534
MILLER, FREDERICK THACKER	GENERAL PRINCIPAL	1050316

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick T. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Thacker Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANITOU CAPITAL MANAGEMENT, INC.

ROBERT W. BAIRD & CO. INCORPORATED

MANITOU CAPITAL MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

ROBERT W. BAIRD & CO. INCORPORATED

TUCKER ANTHONY INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

BECKER PARIBAS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/1999

Series 63

Date: 7/21/1982

Series 7

Date: 8/21/1982

Series 24

Date: 1/17/1996

Current Firm

MANITOU CAPITAL MANAGEMENT, INC.

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

MANITOU CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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