Bruce N. Terry
Professional summary
Bruce Nelson Terry is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1982. Bruce has worked at 8 firms and has passed the Series 63, Series 22TO, SIE, Series 7, Series 3, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Nelson Terry's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2017 - Present
FDX CAPITAL LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY 10022December 17, 2015 - March 28, 2016
TCG SECURITIES, L.L.C.
December 23, 2009 - July 31, 2015
BREVAN HOWARD US LLC
July 30, 2008 - May 12, 2009
SECURITIES RESEARCH, INC. OF FLORIDA
July 5, 2002 - August 2, 2006
WESTON FINANCIAL SERVICES LLC
January 23, 1985 - January 1, 1986
CITIGROUP GLOBAL MARKETS INC.
April 12, 1984 - November 1, 1984
JOHNSON MATTHEY ASSET MANAGEMENT
May 17, 1982 - February 15, 1984
BALFOUR, MCCLAINE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2017)
(1/4/2017)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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