BT

Bruce N. Terry

FDX CAPITAL
New York, NY 10022
Some features on this profile are disabled
CRD#: 1050190
BT

Professional summary


Bruce Nelson Terry is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York and GQR SECURITIES LLC located in Greenwich, Connecticut.

Bruce is registered as a RR (Registered Representative) and started their career in finance in 1982. Bruce has worked at 9 firms and has passed the Series 63, Series 22TO, SIE, Series 7, Series 3, Series 22 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Bruce Nelson Terry's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 4, 2017 - Present

FDX CAPITAL LLC

Office #1: 515 Madison Avenue 24th Floor, New York, NY 10022
BD
CRD#: 119302
New York, NY
Current

April 16, 2026 - Present

GQR SECURITIES LLC

Office #1: 500 W Putnam Ave Suite 400, Greenwich, CT 06830
BD
CRD#: 300998
Greenwich, CT
Past

December 17, 2015 - March 28, 2016

TCG SECURITIES, L.L.C.

BD
CRD#: 154788
New York, NY
Past

December 23, 2009 - July 31, 2015

BREVAN HOWARD US LLC

BD
CRD#: 150662
NEW YORK, NY
Past

July 30, 2008 - May 12, 2009

SECURITIES RESEARCH, INC. OF FLORIDA

BD
CRD#: 6516
VERO BEACH, FL
Past

July 5, 2002 - August 2, 2006

WESTON FINANCIAL SERVICES LLC

BD
CRD#: 117946
NEW YORK, NY
Past

January 23, 1985 - January 1, 1986

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

April 12, 1984 - November 1, 1984

JOHNSON MATTHEY ASSET MANAGEMENT

BD
CRD#: 13883
Past

May 17, 1982 - February 15, 1984

BALFOUR, MCCLAINE INC.

BD
CRD#: 10484

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/4/2017)
RR
New York
(1/4/2017)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm


GS
GQR SECURITIES LLC
GQR SECURITIES LLC

CRD#: 300998 / SEC#: , 8-70305

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
500 W Putnam Ave Suite 400, Greenwich, CT 06830
Mailing Address
500 W Putnam Ave Suite 400, Greenwich, CT 06830
Phone number
(203) 489-6986
Established
Delaware since 02/26/2019
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
REILLY, EUGENE TCEO/CCO2996780
SILVESTRO, MICHELEFINOP6960939

Red Flags


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Company Information


GQR SECURITIES LLC

CRD#: 300998New York, NY 10022

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