Kevin J. Johansen

DINOSAUR FINANCIAL GROUP, L.L.C

Holmdel, NJ

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CRD#: 1050134

Professional summary

Kevin Jay Johansen is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in Holmdel, New Jersey.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 13 firms and has passed the Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Jay Johansen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2022 - Present

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

Holmdel, NJ

Past

June 25, 2018 - January 3, 2022

WHITAKER SECURITIES LLC

CRD#: 121465

MANALAPAN, NJ

Past

May 31, 2017 - June 29, 2018

LEK SECURITIES CORPORATION

CRD#: 33135

Manalpan, NJ

Past

July 13, 2015 - June 1, 2017

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

MANALAPAN, NJ

Past

March 22, 2013 - July 22, 2015

O'BRIEN & SHEPARD, INC.

CRD#: 7152

FREEHOLD, NJ

Past

March 6, 2013 - March 21, 2013

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

NEW YORK, NY

Past

February 29, 2012 - March 6, 2013

O'BRIEN & SHEPARD, INC.

CRD#: 7152

FREEHOLD, NJ

Past

June 16, 2006 - September 15, 2009

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

FREEHOLD, NJ

Past

March 22, 2002 - May 5, 2005

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

MEMPHIS (SHELBY), TN

Past

January 1, 2001 - February 14, 2002

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Past

June 30, 2000 - January 1, 2001

MJK CLEARING, INC.

CRD#: 8678

MINNEAPOLIS, MN

Past

July 23, 1990 - January 10, 2012

R.W. SMITH & ASSOCIATES, LLC

CRD#: 16605

BERKELEY HEIGHTS, NJ

Past

June 8, 1988 - July 20, 1990

TITUS & DONNELLY LLC

CRD#: 7033

NEW YORK, NY

Past

July 2, 1986 - May 13, 1988

CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.

CRD#: 10780

Past

January 17, 1984 - May 2, 1986

WOLFE & HURST SECURITIES INC.

CRD#: 7352

Past

June 22, 1983 - November 7, 1983

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/27/1998

Municipal Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DINOSAUR FINANCIAL GROUP, L.L.C

APB FINANCIAL GROUP | EAGLE BROKERS | DINOSAUR SECURITIES, L.L.C. | DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446 / SEC#: , 8-52908

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

33 Whitehall St 1102, New York, NY 10004

Mailing Address

33 Whitehall St 1102, New York, NY 10004

Phone number

(212) 448-9944

Established

Delaware since 05/11/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DINOSAUR GROUP HOLDINGS, LLC	PARENT
GIORGIO, ANTHONY JOSEPH	CCO/AMLCO	5489336
GROSSMAN, ELLIOT S	MANAGING DIRECTOR	5116278
GROSSMAN, GLENN ANDREW	PRESIDENT/CEO/MANAGING MEMBER	1657276
SULEYMANOV, ZAKHAR	CFO/FINOP	4927317

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

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Firm Stability Insights

Kevin J. Johansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Jay Johansen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHITAKER SECURITIES LLC

LEK SECURITIES CORPORATION

DINOSAUR FINANCIAL GROUP, L.L.C

O'BRIEN & SHEPARD, INC.

TRADITION SECURITIES AND DERIVATIVES LLC

O'BRIEN & SHEPARD, INC.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

MILLER JOHNSON STEICHEN KINNARD, INC.

MJK CLEARING, INC.

R.W. SMITH & ASSOCIATES, LLC

TITUS & DONNELLY LLC

CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.

WOLFE & HURST SECURITIES INC.

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1983

Series 53

Date: 3/27/1998

FINRA

Nasdaq Stock Market

Current Firm

DINOSAUR FINANCIAL GROUP, L.L.C

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DINOSAUR FINANCIAL GROUP, L.L.C

TRUST BUT VERIFY

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