Russell R. Diachok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Rhine Diachok, who also goes by Russ Diachok, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1983. Russell had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2012 - March 31, 2014
PORTFOLIO DESIGN ADVISORS, INC.
November 20, 2002 - December 31, 2023
GENEOS WEALTH MANAGEMENT, INC.
June 25, 2002 - December 31, 2023
GENEOS WEALTH MANAGEMENT, INC.
August 1, 1994 - June 4, 2002
CETERA ADVISORS LLC
March 1, 1994 - September 12, 1994
GLOBAL EQUITIES GROUP INC
July 7, 1983 - August 5, 1993
CETERA ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PORTFOLIO DESIGN ADVISORS, INC.
CRD#: 137789 / SEC#: 801-64971
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 38,926,073 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
