Patricia A. Bellows
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Bellows, who also goes by P Evans, Patricia Ann Evans, Patricia Evans, Patricia Ann Fisher, Evans Schwan, P Schwan, Patricia Ann Schwan, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1984. Patricia had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2009 - December 21, 2012
GROVE POINT INVESTMENTS, LLC
May 25, 2005 - December 9, 2008
AVANTAX INVESTMENT SERVICES, INC.
July 7, 2000 - June 21, 2004
AVANTAX ADVISORY SERVICES
December 18, 1998 - May 17, 2004
AVANTAX INVESTMENT SERVICES, INC.
November 28, 1995 - November 11, 1996
IDS LIFE INSURANCE COMPANY
November 28, 1995 - November 11, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
March 12, 1986 - September 6, 1995
AVANTAX INVESTMENT SERVICES, INC.
August 8, 1985 - September 6, 1995
AVANTAX INVESTMENT SERVICES, INC.
July 12, 1985 - August 12, 1985
HILLTOP SECURITIES INC.
September 11, 1984 - January 14, 1985
WALL STREET ACCESS
May 30, 1984 - July 20, 1984
ANDERSON, BRYANT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
