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John Joseph Clarke Jr

CRD# 1048942·Registered 1982 - 2018
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Clarke JR, who also goes by Jack Clarke Jr, John Joseph Clarke Jr., was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 2018. John had worked at 4 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Clarke Jr, John Joseph Clarke Jr.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

1ST BCCW CAPITAL CORP·CRD# 34380
BD
Bedford, NH
September 27, 1993 - January 2, 2018
BCAS·CRD# 105666
RIA
Bedford, NH
February 25, 1993 - June 10, 2026
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
June 11, 1991 - September 27, 1993
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
June 30, 1983 - February 25, 1987
MCGINN, SMITH & CO., INC.·CRD# 8453
BD
July 1, 1982 - July 10, 1989

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Current Firm

1B
1ST BCCW CAPITAL CORP

1ST BCCW CAPITAL CORP | BALDWIN & CLARKE CAPITAL MARKETS, INC.

CRD#: 34380 / SEC#: 8-46379
BD
Terminated by SEC on 02/13/2018

Contact Information

Established

New Hampshire since 06/30/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALDWIN, CHARLES HENRYDIRECTOR & SHAREHOLDER11143
CLARKE, JOHN JOSEPH JRDIRECTOR, PRESIDENT, SHAREHOLDER, AND CHIEF COMPLIANCE OFFICER1048942
HARRIS, VLADIMIRCO CHIEF COMPLIANCE OFFICER2380319

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. CLARKE SPENDS APPROXIMATELY 40 HOURS PER WEEK ON OUTSIDE BUSINESS. BALDWIN & CLARKE HOLDING COMPANY (CONSISTING OF BALDWIN & CLARKE ADVISORY SERVICES, LLC, BALDWIN & CLARKE CORPORATE FINANCE, LLC, AND BALDWIN & CLARKE, LLP), 1 BEDFORD FARMS DR, SUITE 102, BEDFORD, NH 03110 (10%). HOMELAND RENEWABLE ENERGY, LLC - INDEPENDENT POWER PRODUCER, CHAIRMAN, BEDFORD (<1%). ECCENTRIC USA, LLC - REAL ESTATE INVEST CO, MANAGING DIR, BEDFORD, NH (<1%). CLARKE FARM - FARMING, 134 CAMP LEE ROAD, EPPING, NH (90%).

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1984About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1982About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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