Earl D. Titus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Earl David Titus, who also goes by Earl D Titus, was a registered financial professional .
Earl is a previously registered financial professional and started their career in finance in 1982. Earl had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2012 - August 24, 2016
TONTINE INVESTMENT GROUP, LLC
July 1, 2005 - December 6, 2010
AFFILIATED FUNDING CORP.
June 4, 2005 - June 28, 2005
FARRAND INVESTMENT BANKERS
March 22, 2004 - July 29, 2004
LH ROSS & COMPANY, INC.
April 19, 2002 - August 16, 2002
MOORS & CABOT, INC.
August 31, 2001 - September 25, 2001
CONSECO SECURITIES, INC.
July 20, 2000 - January 2, 2001
JWGENESIS FINANCIAL GROUP, INC
February 24, 1999 - January 2, 2001
JWGENESIS SECURITIES, INC.
February 10, 1999 - July 16, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 6, 1997 - February 4, 1999
JW GENESIS CLEARING CORP.
July 7, 1995 - August 13, 1996
THE VARIABLE ANNUITY MARKETING COMPANY
October 8, 1994 - May 24, 1995
METLIFE INVESTORS DISTRIBUTION COMPANY
August 9, 1988 - September 15, 1994
CITISTREET EQUITIES LLC
April 23, 1985 - November 20, 1986
W&S BROKERAGE SERVICES, INC.
December 2, 1982 - October 12, 1984
FUNDSELECT ADVISERS, INC.
July 7, 1982 - November 19, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TONTINE INVESTMENT GROUP, LLC
CRD#: 155457 / SEC#: , 8-68717
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CXG HOLDINGS, LLC | OWNER | |
| DRISCOLL, CHRISTOPHER D | CEO/CCO/FINOP | 4716573 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
