Eli Bloch
Professional summary
Eli Bloch is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in White Plains, New York.
Eli is registered as a RR (Registered Representative) and started their career in finance in 1982. Eli has worked at 1 firm and has passed the Series 63, Series 22TO, SIE, Series 7, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eli Bloch's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 1982 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 599 West Hartsdale Avenue, White Plains, NY 10607State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2022)
(9/3/2009)
(2/23/2006)
(3/24/1998)
(3/15/2005)
(2/3/2009)
(9/10/2009)
(5/11/2006)
(8/7/2024)
(10/27/2021)
(2/10/2023)
(10/26/1983)
(2/23/1983)
(11/10/2023)
(1/2/2014)
(3/13/2024)
(1/24/2006)
(3/20/2007)
(8/20/2013)
(12/22/2014)
(11/15/1999)
(9/7/2004)
(9/3/2009)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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