RP
Regina M. Pitaro
GAMCO ASSET MANAGEMENT
RYE, NY 10580
Some features on this profile are disabled
CRD#: 1046970
RP
Professional summary
Regina Marie Pitaro is a registered financial advisor currently at GAMCO ASSET MANAGEMENT INC. located in Rye, New York and G.DISTRIBUTORS, LLC located in Rye, New York.
Regina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Regina has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MAGLIB 2015 LLC / 1 CORPORATE CENTER, RYE, NY / LIMITED LIABILITY CORPORATION / INVESTMENT RELATED / INVESTMENTS IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS / < 1 HOUR/WEEK DURING BUSINESS HOURS / MANAGER / START DATE 7/14/2015. (2) MEMBER OF MAGLIB 2012 LLC, A LIMITED LIABILITY COMPANY, SINCE JUNE 2012. 0 TIME SPENT ON THIS ACTIVITY. INVESTMENT RELATED. BUSINESS CONDUCTED AT 330 WEST 145TH STREET, NY, NY 10039. (3) E3M 1900 LLC / 1 CORPORATE CENTER, RYE, NY / LIMITED LIABILITY CORPORATION / INVESTMENT RELATED / INVESTMENTS IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS / < 1 HOUR/WEEK DURING BUSINESS HOURS / MANAGER / START DATE 11/2013. (4) E3M 2014 LLC / 1 CORPORATE CENTER, RYE, NY / LIMITED LIABILITY CORPORATION / INVESTMENT RELATED / INVESTMENTS IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS / < 1 HOUR/WEEK DURING BUSINESS HOURS / MANAGER / START DATE 12/2014.(5) E3M 2015 LLC / INVESTMENT RELATED / 1 CORPORATE CENTER, RYE, NY / LIMITED LIABILITY CORPORATION / MANAGER / START DATE 7/14/2015 / < 1 HOUR/WEEK DURING BUSINESS HOURS / INVESTMENTS IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS. (6) E3M 2016 LLC / 1 CORPORATE CENTER, RYE, NY / LIMITED LIABILITY CORPORATION / INVESTMENT RELATED / MANAGER OF LLC INVESTING IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS / < 1 HOUR/WEEK DURING BUSINESS HOURS / MANAGER / START DATE DECEMBER 2016. (7) E3M 2018 LLC /INVESTMENT RELATED /1 CORPORATE CENTER, RYE, NY /MANAGER OF LLC INVESTING IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS / START DATE DECEMBER 2018 < 1 HOUR/WEEK DURING BUSINESS HOURS / MANAGER. (8) MAGLIB 2018 LLC /INVESTMENT RELATED /1 CORPORATE CENTER, RYE, NY /MANAGER OF LLC INVESTING IN EQUITIES, HEDGE FUNDS AND SPECIALTY PRODUCTS / START DATE DECEMBER 2018 < 1 HOUR/WEEK DURING BUSINESS HOURS / MANAGER. 9. Zero One B LLC / investment related / One Corporate Center, Rye NY / Manager of LLC investing in equities, hedge fund and specialty products / Start Date October 2019 / zero hours per week during business hours / manager 10) E3M Investors LLC, investment related, One Corporate Center, Rye NY 10580, manager, November 2020 start date, one hour per month devoted to business, zero hours during securities trading hours, one of three managers investing in equities, hedge funds and specialty products
CRS (Client Relationship Summary) - RIA
Click below to view Regina Marie Pitaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 1993 - Present
GAMCO ASSET MANAGEMENT INC.
Office #1: One Corporate Center, Rye, NY 10580RIA
CRD#: 104950
RYE, NY
Current
June 23, 2015 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580BD
CRD#: 155071
Rye, NY
Past
January 17, 1985 - December 31, 2019
G.RESEARCH, LLC
BD
CRD#: 7353
GREENWICH, CT
Past
May 25, 1982 - February 11, 1985
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
May 24, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BD
CRD#: 7555
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GAMCO ASSET MANAGEMENT INC.
GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.
CRD#: 104950 / SEC#: 801-14132
RIA
Registered Investment Advisory firm - (9/5/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/23/2015)
IAR
Connecticut(1/28/2000)
RR
Connecticut(6/23/2015)
RR
Florida(6/23/2015)
RR
Illinois(6/23/2015)
RR
Maryland(6/23/2015)
RR
Massachusetts(6/29/2015)
RR
Minnesota(6/23/2015)
RR
Missouri(6/23/2015)
RR
New Hampshire(6/23/2015)
RR
New Jersey(6/23/2015)
RR
New York(6/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GAMCO ASSET MANAGEMENT INC.
GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.
CRD#: 104950 / SEC#: 801-14132
RIA
Registered Investment Advisory firm - (9/5/1978 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
191 Mason Street, Greenwich, CT 06830
Mailing Address
Phone number
(914) 921-5000
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,601 |
| AUM (Assets Under Management) | $ 11,465,946,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
