JM
Jacqueline A. Mayer
CETERA INVESTMENT ADVISERS LLC
CAMPBELL, CA 95008
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CRD#: 1046566
JM
Professional summary
Jacqueline Ann Mayer, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Campbell, California and CETERA WEALTH SERVICES, LLC located in Campbell, California.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Jacqueline has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JY WEALTHCARE, LLC POSITION: rent downstairs suite NATURE: We rent an office suite on the second floor from Johanson & Yau. We are not affiliated with Johanson & Yau nor Elier Peraza in any way. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2022 ADDRESS: 42 W Campbell Avenue, STE 301, Campbell CA 95008, United States DESCRIPTION: Our only responsibility is to pay monthly rent 2)Mayer & Associates Advisory LLC; Manager; Financial Planning, Investment and Insurance Advisory; IR; 130; 01/01/2020; 42 West Campbell Ave Campbell CA 95008; Meeting with clients, managing relationships with Third Party Investment Managers, providing financial planning advice to clients, interfacing with client's other professional advisors, marketing
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Ann Mayer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 42 West Campbell Ave Third Floor, Campbell, CA 95008RIA
CRD#: 105644
CAMPBELL, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 42 West Campbell Ave Third Floor, Campbell, CA 95008Office #2: 42 West Campbell Ave Suite 301, Campbell, CA 95008BD
CRD#: 13572
CAMPBELL, CA
Past
March 3, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CAMPBELL, CA
Past
March 2, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CAMPBELL, CA
Past
September 8, 2009 - March 30, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN JOSE, CA
Past
September 8, 2009 - March 30, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN JOSE, CA
Past
April 8, 2009 - September 8, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
SAN JOSE, CA
Past
April 8, 2009 - September 8, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
SAN JOSE, CA
Past
April 8, 2008 - April 9, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SAN JOSE, CA
Past
July 8, 1997 - December 10, 2013
MAYER, MOLL & ASSOCIATES
RIA
CRD#: 115035
SAN JOSE, CA
Past
April 2, 1985 - April 9, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SAN JOSE, CA
Past
July 22, 1982 - April 16, 1985
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Mexico(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
