GM
Gerald A. Minter
CETERA INVESTMENT ADVISERS LLC
LOS ANGELES, CA 90010
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CRD#: 1045508
GM
Professional summary
Gerald Allen Minter, AIF®, who also goes by Jerry Minter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Los Angeles, California and CETERA WEALTH SERVICES, LLC located in Los Angeles, California.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Gerald has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Minter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE), POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A REGISTERED REPRESENTATIVE; 2) NAME OF OTHER BUSINESS: NAHIGIAN INVESTMENTS AND INSURANCE INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 06/1997 ; POSITION/TITLE/RELATIONSHIP: OSJ SUPERVISOR ; APX NUMBER OF HOURS PER WEEK: 25 ; APX NUMBER OF HOURS DURING TRADING HOURS: 25 ; BRIEF DESCRIPTION OF DUTIES: OSJ MANAGER DUTIES, SUPERVISION OF REGISTERED REPRESENTATIVES ; 3) NAME OF OTHER BUSINESS: MONTROSE SHOPPING PARK, INVESTMENT RELATED: NO, ADDRESS: 2526 JANET LEE DRIVE, MONTROSE, CA 91214, NATURE OF BUSINESS: SHOPPING CENTER, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: SANTA CLAUS, APX NUMBER OF HOURS PER WEEK: 6 , NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACT AS SANTA CLAUS,
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Allen Minter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010RIA
CRD#: 105644
LOS ANGELES, CA
Current
May 11, 1989 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010BD
CRD#: 13572
Los Angeles, CA
Past
March 31, 1998 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LOS ANGELES, CA
Past
February 25, 1989 - July 3, 1989
J. ALEXANDER SECURITIES, INC.
BD
CRD#: 7809
LOS ANGELES, CA
Past
February 2, 1984 - May 1, 1989
BA INVESTMENT SERVICES, INC.
BD
CRD#: 12965
OAKLAND, CA
Past
April 22, 1982 - April 12, 1984
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/20/1997)
RR
California(5/11/1989)
IAR
California(6/29/2023)
RR
Colorado(6/3/2003)
RR
Connecticut(1/18/2011)
RR
District of Columbia(1/5/2022)
RR
Florida(2/25/1997)
RR
Georgia(1/5/2018)
RR
Hawaii(6/5/2012)
RR
Idaho(10/28/2016)
RR
Indiana(10/22/2025)
RR
Maine(1/5/2022)
RR
Maryland(1/2/2020)
RR
Massachusetts(6/3/2004)
RR
Minnesota(2/13/2019)
RR
Missouri(10/24/2014)
RR
Montana(3/21/2024)
RR
Nebraska(10/3/2024)
RR
Nevada(1/2/2004)
RR
New Hampshire(2/12/2024)
RR
New Mexico(7/27/2006)
RR
New York(1/27/2017)
RR
Ohio(2/25/2010)
RR
Oregon(7/29/2009)
RR
Pennsylvania(6/9/2014)
RR
South Dakota(9/21/2021)
RR
Tennessee(6/4/2024)
RR
Utah(11/9/1994)
RR
Virginia(1/3/2005)
RR
Washington(12/3/2002)
RR
Wisconsin(10/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Los Angeles, CA 90010TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
