David Taylor Pointer
Professional Summary
David Taylor Pointer is a registered financial advisor currently at WATERS, PARKERSON & CO., INC. located in New Orleans, Louisiana. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. David has worked at 1 firm and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Years of Experience
44 years in the financial services industry
Current & Past Employments
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Current Firm
WATERS PARKERSON & CO INC. | WATERS, PARKERSON & CO., LLC | WATERS, PARKERSON & CO., INC. | WATERS, PARKERSON & CO INC.
Contact Information
Main Address
601 Poydras Street Suite 2210, New Orleans, LA 70130-6013Phone Number
(504) 581-2022Established
Louisiana since 05/29/1972Firm Type
CorporationFiscal Year End
December# of Employees
12SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| POINTER, DAVID TAYLOR | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1044827 |
| WHEALDON, MICHAEL BURTON | EXECUTIVE VICE-PRESIDENT, SECRETARY/TREASURER | 1277324 |
| CRUIKSHANK, WILLIAM EDWARD | COMPTROLLER | 1778322 |
| GRISWOLD, GEORGE II | CHAIRMAN | 230473 |
| BURLINGAME, JULIA WATERS | OPERATIONS MANAGER | 1819993 |
| CASAMENTO, STEPHEN JOSEPH | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 42472 |
Regulatory Assets Under Management
Total Number of Accounts
1,916AUM (Assets Under Management)
$2,859,829,975Disclosures
Regulatory Event
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2026 | Cover Page | Report |
| 10/25/2024 | Cover Page | Report |
| 07/25/2023 | Cover Page | Report |
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
WATERS PARKERSON & CO INC. | WATERS, PARKERSON & CO., LLC | WATERS, PARKERSON & CO., INC. | WATERS, PARKERSON & CO INC.
State Registrations and Notice Filings
(12/5/2003)
(5/14/1991)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view David Taylor Pointer's CRS (Customer Relationship Summary).
Similar Advisors
RITHOLTZ WEALTH MANAGEMENT
NYLIFE SECURITIES LLC
